This is for Part 1 Only. For series pricing, CLICK HERE.
Keeping up with all of the rules, regulations, and laws that affect financial institution operations can be daunting for the most seasoned compliance professional; for new compliance officers, it can be overwhelming. This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier; it can also provide long-term compliance officers with a refresher on regulations and resources.
- Overview of major compliance issues
- The importance of risk assessments
- Regulator focus
- Resources all Compliance Officers need to know about
Who Should Attend?
New Compliance Officers, Chief Compliance Officers, Compliance, legal, risk management staff, CEOs.
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